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适用于河套平原典型作物的SWAP模型参数

SWAP model parameters for typical crops in the arid regions of Northwest China

  • 摘要: 为提高SWAP(soil-water-atmosphere-plant)模型在河套平原典型作物农田的模拟精度,该研究基于7个试验站点共21 a的田间试验数据,在春玉米、春小麦和向日葵农田分别构建了SWAP模型,并利用PEST(parameter estimation)算法对模型中的作物参数进行了敏感性分析和优化,确定了敏感参数的在河套平原的优化值。结果表明,参数值优化后土壤含水率、含盐量、叶面积指数和产量的模拟精度均有提升。尤其是在产量方面,春小麦、春玉米和向日葵的决定系数R2分别提升至0.89、0.34和0.96。研究得到的优化参数集可更好地为该地区农田作物和水文过程模拟提供参考。

     

    Abstract: The Hetao Plain is one of the most important grain-producing areas in China. But several challenges are still remained in the region, due to the lack of adequate data. Existing research has been focused mainly on field-scale studies. It is difficult on the large-scale simulations at the regional level. In this study, the parameters of the SWAP (soil-water-atmosphere-plant) model were optimized in the entire Hetao Plain. The spring maize, spring wheat, and sunflower were taken as the research objects. Some indicators were also determined, including soil moisture, salinity, leaf area index (LAI), and yield. These datasets were collected from seven test sites over 21 site years. The parameters were then calibrated with the PEST (Parameter ESTimation) algorithm. Additionally, the proximity and meteorological data were selected from the nearest national weather stations. The SWAP model was then verified in the corresponding sites. The SWAP model was also optimized to improve the simulation accuracy of the key agronomic and environmental variables. The optimal parameters have significantly enhanced the accuracy of soil water and salinity in the SWAP model. Particularly, the soil water and salinity dynamics were represented during crop growth. In spring maize and spring wheat, the coefficient of determination (R2) values for the soil moisture simulations reached 0.77 and 0.58, respectively, while the R2 values for the soil salinity simulations were improved from negative values to above 0.3. In Sunflower, the simulation of LAI was notably enhanced with an R2 value of 0.99, although the optimization slightly improved the accuracy of water and salinity process simulations. Optimal parameters were achieved in the significant improvements of the yield simulation; The R2 values increased from negative values to 0.89 for spring wheat, 0.34 for spring maize, and 0.96 for sunflower, compared with the default parameters. Furthermore, 23 key parameters were identified after sensitivity analysis. The high accuracy of the simulation was attributed to the optimal parameters responsible for the soil hydraulic properties and crop-specific factors. Therefore, the maize and sunflower (C4 crops) were more efficient in the CO2 assimilation and water use, compared with the spring wheat (C3 crop). The optimal SALTMAX (the soil salinity threshold at which crop water uptake was affected) values were aligned with the salt tolerance of crops. Spring wheat was better suited to the cooler planting seasons (March), while maize and sunflower were required the higher temperatures for growth (May–September). The higher Q10 value of spring wheat indicated a greater sensitivity to temperature during respiration. A combination of optimal parameters was obtained for the SWAP model, specifically tailored for the Hetao Plain. The performance was significantly enhanced to simulate the complex hydrological and agronomic processes. The findings can provide a valuable reference for agricultural hydrological modeling in similar arid environments. A great contribution was also gained for the more sustainable water and soil management in the regions with water scarcity.

     

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