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东北黑土区冻结及含水量对可溶性有机碳反演模型精度影响

Effects of freezing and soil water content on the precision of dissolved organic carbon retrieval models in Northeast China's black soil region

  • 摘要: 高光谱遥感因其快速高效的优势被广泛应用于土壤有机质监测,而不同土壤水分冻结状态可能对光谱特征产生影响,有机质反演模型精度尚不清楚。为探究采用高光谱遥感反演冻土可溶性有机碳(dissolved organic carbon,DOC)含量的可行性,该研究针对有机质含量丰富的黑龙江典型季节性冻土,采集未冻结与冻结状态下的土壤光谱,经5种预处理后,利用变量投影重要性(variable importance in projection,VIP)和一维卷积神经网络(one-dimensional convolutional neural network,1D-CNN)筛选并提取特征,采用反向传播神经网络(backpropagation neural network,BPNN)、随机森林(random forest,RF)、表格先验拟合网络(tabular prior-fitted network,TabPFN)和梯度增强算法(xetreme gradient boost,XGBoost)构建DOC含量反演模型,并划分低高含水率选取最优模型建模,对比2种状态及不同含水率的模型反演效果。结果表明:1)4种模型均能较好的预测土壤DOC含量,模型精度从大到小依次为:RF、XGBoost、TabPFN、BPNN,冻结前、后一阶微分反射率构建的RF模型精度均为最佳(验证决定系数均大于0.8,均方根误差均小于14.9 mg/kg,相对分析误差在2.0~2.5)。2)冻结状态降低了最佳模型的反演精度,且对BPNN模型削弱作用最大(相对分析误差下降7.36%),对XGBoost模型削弱作用最小(相对分析误差下降4.30%)。3)高含水率条件下模型反演精度普遍优于低含水率;冻结状态下,低含水率模型精度下降相对较大(相对分析误差降低13~19%)。该研究构建的RF模型可为季节性冻结黑土DOC含量的高光谱监测提供一定的技术支撑。

     

    Abstract: Rapid monitoring of dissolved organic carbon (DOC) content in frozen black soil is crucial for assessing soil fertility under different conditions, understanding nutrient migration and transformation, and elucidating carbon cycling processes. Hyperspectral remote sensing has been widely applied in soil organic matter monitoring due to its advantages of rapidity and efficiency. However, soil freezing alters spectral characteristics, and the accuracy of inversion models under frozen conditions remains unclear. This study established a hyperspectral inversion model for DOC content in frozen black soil and systematically compared the accuracy differences of models under frozen versus unfrozen states across various moisture gradients. Typical seasonally frozen black soil from Heshan Farm in Heilongjiang Province was selected, and random samples with three DOC levels were collected. After measuring the DOC content, pure water was added at different gradients, ultimately obtaining 120 experimental samples with moisture contents ranging from 3.57% to 30.14% and DOC concentrations between 171.80 mg/kg and 322.75 mg/kg. Surface hyperspectral reflectance under unfrozen and frozen states was collected using an AvaField-3 field spectroradiometer. Five spectral preprocessing methods were applied: raw spectral reflectance (REF), first-order differential reflectance (FDR), second-order differential reflectance (SDR), logarithm of reciprocal (LR) and standard normal variable (SNV). Variable importance in projection (VIP) was used to select sensitive bands, and a one-dimensional convolutional neural network (1D-CNN) was employed for feature extraction. The dataset was partitioned using the Kennard-Stone (KS) algorithm with a validation ratio of 0.33, resulting in 80 samples for model calibration and 40 for validation. Four machine learning models backpropagation neural network (BPNN), random forest (RF), tabular prior-fitted network (TabPFN) and extreme gradient boosting (XGBoost) were used to construct DOC inversion models. The models were further divided into low and high moisture gradient categories to select the optimal model. Model performance was evaluated using the coefficient of determination for calibration (Rc2), coefficient of determination for prediction (Rp2), root mean square error (RMSE) and ratio of performance to deviation (RPD). The results indicated that: 1) All four models effectively predicted soil DOC content. The accuracy ranking under both unfrozen and frozen states was consistent: RF > XGBoost > TabPFN > BPNN. The RF-FDR model demonstrated the best performance (frozen: Rc2 = 0.867, Rp2 = 0.851, RMSE = 13.095 mg/kg, RPD = 2.410; unfrozen: Rc2 = 0.824, Rp2 = 0.808, RMSE = 14.830 mg/kg, RPD = 2.123), while the BPNN-LR model showed the worst performance (frozen: Rc2 = 0.778, Rp2 = 0.742, RMSE = 17.200 mg/kg, RPD = 1.889; unfrozen: Rc2 = 0.721, Rp2 = 0.687, RMSE = 18.945 mg/kg, RPD = 1.670). 2) Changes in soil freezing status significantly affected the accuracy of DOC inversion across models. Comparative analysis revealed that the optimal preprocessing methods remained consistent before and after freezing. However, freezing reduced the inversion accuracy of all models, with the most substantial decline observed in BPNN (Rp2 and RPD decreased by 7.36% and 11.62%, respectively), and the least in XGBoost (Rp2 and RPD decreased by 4.70% and 7.25%, respectively). 3) Moisture content gradients considerably influenced model accuracy. Under unfrozen conditions, high-moisture models outperformed low-moisture models, with Rp2 and RPD higher by 0.06~0.09 and 0.20~0.40, respectively. Under frozen conditions, the accuracy of both low- and high-moisture models decreased, with a more pronounced reduction in low-moisture models (Rp2 and RPD decreased by 16~18% and 13~19%, respectively). The RF-FDR model developed in this study provides technical support for hyperspectral monitoring of DOC content in seasonally frozen black soil.

     

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