高级检索+

基于HHO-BP神经网络的混合动力重型拖拉机机电耦合系统故障诊断

Diagnosis of the Electromechanical Coupling System in a Hybrid Heavy-Duty Tractor Based on an HHO-BP Neural Network

  • 摘要: 混合动力拖拉机的故障诊断对保障设备安全运行具有重要工程意义。混联式混合动力重型拖拉机中混合动力耦合箱对整个传动系统的安全稳定性起到重要作用,该研究提出一种耦合箱的机械故障诊断方法。针对混合动力耦合箱的5种常见故障类型进行分析,并基于这些故障类型开展算法研究。传统故障诊断方法在提取振动信号特征时常因敏感度不够而难以区分微弱故障信号,同时,基于BP(back propagation)神经网络的模型易陷入局部最优,影响诊断精度与效率。针对上述问题,本文首次将哈里斯鹰优化(harris eagle optimization)算法引入BP网络参数寻优,并结合时频域特征设计了一种HHO-BP(harris hawks optimization-back propagation)神经网络故障诊断方法。通过加速度振动传感器采集箱体的振动信号,对420组原始信号数据进行处理,提取时频域故障特征。分别构建BP神经网络、PSO-BP(particle swarm optimization-back propagation)神经网络和HHO-BP神经网络故障诊断模型,并进行对比分析。精确率、召回率和F1分数等评价指标的对比结果表明,HHO-BP模型的整体性能优于其他两种模型。在分类平均准确率方面,HHO-BP模型达到98.26%,分别比BP和PSO-BP模型提高了6.36和5.54个百分点。综合对比结果表明,HHO-BP优化算法在混合动力耦合箱机械故障诊断中表现出良好的稳定性和判断能力,可为解决混合动力重型拖拉机的机电耦合系统机械故障问题提供有效途径。

     

    Abstract: Mechanical faults in the hybrid power coupling box of heavy-duty tractors significantly affect power transmission efficiency, system stability, and operational safety. The dual-row planetary gear set used in hybrid electromechanical coupling structures operates under high torque, complex vibration, and long-term cyclic loading, which frequently induces localized failures such as missing teeth, wear, root cracks, and broken teeth. Traditional signal-processing-based diagnostic methods show limited sensitivity to weak and transient features, while Back Propagation (BP) neural networks are prone to local minima due to initialization sensitivity. Therefore, this study aims to develop a high-accuracy fault-diagnosis method capable of identifying multiple mechanical faults in hybrid coupling boxes through improved feature extraction,dimensionality reduction, and global optimization of neural network parameters.The proposed method integrates Harris Hawks Optimization (HHO) with a BP neural network to construct an HHO-BP diagnostic framework. Vibration signals were captured from the coupling box using piezoelectric acceleration sensors at 10 kHz, yielding 420 sets of raw vibration samples. The signals were subjected to wavelet-packet denoising, normalization, and three-level decomposition using the “dmey” wavelet. Eight sub-band energy features were extracted and further normalized.Principal Component Analysis(PCA) reduced the original 50 dimensional feature set to 23 dimensions,retaining primary discriminative information while suppressing redundancy. A three-hidden-layer BP network (128-256-128 neurons, Swish activation; Softmax output for 5 fault categories) served as the classifier. HHO, configured with a population size of 50 and a maximum of 100 iterations, optimized four key parameters including the hidden-layer scaling coefficients and an attention coefficient. Comparative models included the traditional BP neural network and Particle Swarm Optimization-BP (PSO-BP) neural network. The models were evaluated using cross-entropy loss, accuracy, precision, recall, F1-score, confusion matrices, Receiver Operating Characteristic (ROC) curves, and threshold sensitivity analysis.Experimental results demonstrate that the proposed HHO-BP model markedly outperforms BP and PSO-BP in diagnostic accuracy, convergence stability, and robustness. Wavelet-packet decomposition revealed that different fault types exhibit distinct energy-distribution patterns: normal signals concentrated in the second and third frequency bands, missing teeth primarily in the second band, broken teeth in the first and second bands, root cracks predominantly in the fourth band, and wear faults mainly in the second band. These differences confirmed the validity of energy-distribution features as discriminative indicators.Across the three models, the BP model showed substantial misclassification—such as 9.8% of broken-tooth samples misidentified as missing teeth and 11.3% of missing-teeth samples wrongly predicted as broken teeth. The PSO-BP model reduced several error rates, reflecting improved optimization capability. However, the HHO-BP model achieved the highest performance on all metrics. The overall classification accuracy averaged 98.26%, improving upon BP and PSO-BP by 6.36 and 5.54 percentage points, respectively. Category-level precision for the HHO-BP model ranged from 89.2% to 96.5%, recall ranged from 84.8% to 94.1%, and F1-scores ranged from 0.904 to 0.930, with wear faults achieving 100% precision and normal conditions achieving 99.5% accuracy. Confusion-matrix analysis confirmed that the HHO-BP model greatly reduced cross-category misclassification, especially for the difficult-to-separate missing-tooth and broken-tooth classes.The training loss curve showed a distinct rapid decline around the 67th iteration, indicating that HHO successfully escaped local minima and guided the BP network toward the global optimum. The final cross-entropy loss approached 0.02, lower than both PSO-BP and BP. ROC results showed that the HHO-BP model achieved the highest Area Under the Curve (AUC) values across all five categories, demonstrating superior discriminative ability. This study presents an effective and robust intelligent diagnostic method for identifying mechanical faults in the hybrid coupling box of heavy-duty tractors. By integrating wavelet-packet energy features,PCA dimensionality reduction, and HHO-based parameter optimization, the HHO-BP model overcomes the inherent limitations of traditional BP networks. The method delivers significant improvements in diagnostic accuracy, convergence speed, and classification stability under identical feature conditions. Achieving 98.26% accuracy and demonstrating superior precision, recall, and F1-scores across five typical fault types, the HHO-BP model proves highly suitable for mechanical-fault diagnosis in electromechanical coupling systems. The approach provides a reliable theoretical and technical foundation for early fault detection and predictive maintenance in hybrid agricultural machinery, supporting the safer and more efficient operation of modern hybrid tractors.

     

/

返回文章
返回