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结合水文分析法的黄土高原淤地坝UNet-OBIA语义分割模型

A UNet-OBIA semantic segmentation model with hydrological analysis for check dams in the Loess Plateau

  • 摘要: 为解决淤地坝提取中存在的淤地范围边界模糊、易混淆及点位仍需人工解译等问题,该研究提出一种基于面向对象影像分析(object-based image analysis,OBIA)和U-Net模型的淤地坝提取语义分割模型(UNet-OBIA)。通过构建包含梯田、植被、裸地、建筑物等4类复杂背景信息的淤地坝RGB+DEM多源遥感影像数据集,基于尺度参数估计方法选取最优分割尺度参数,将 OBIA多尺度分割及U-Net模型提取的淤地坝边界范围进行特征融合,进而采用水文分析法定位坝体点位。为验证模型精度,将UNet-OBIA与FCN、DeepLabv3+、PSPNet及UNet++ 融合OBIA模型进行对比。在马莲河流域3个典型区域的训练、测试、验证结果表明:UNet-OBIA模型的精确率、召回率、总体精度、F1分数(F1 score)和平均交并比分别提升至92.47%、87.16%、95.82%、89.73%和81.41%;较之基础U-Net模型分别提高2.83、1.27、1.25、2.01和3.82个百分点,综合性能最优;水文分析法淤地坝点位识别准确率80.3%、完整率86.9%,综合表明该模型在复杂场景淤地坝精确提取中具有良好的鲁棒性和泛化性能。该研究提出的方法可为黄土高原流域淤地坝空间优化布局、土壤侵蚀与水文模拟等提供数据和方法支撑。

     

    Abstract: Soil erosion presents a substantial threat to ecological stability and agricultural sustainability across China's Loess Plateau, where check dams constitute vital infrastructure for comprehensive soil and water conservation initiatives. The precise delineation of check dam spatial extents coupled with accurate point positioning proves fundamentally indispensable for optimizing watershed management strategies and conservation planning frameworks. The Malian River Basin on the Loess Plateau is a typical representative of severe soil erosion and large-scale construction of check dams. The heterogeneous distribution pattern of dams and diverse land cover characteristics provide a large number of samples for the extraction of check dams. However, traditional extraction methods face substantial challenges including fuzzy boundaries in imagery and spectral confusion with terraced fields, while the limitations of manual interpretation hinder precise identification of check dam areas and points. To address these limitations, we propose a semantic segmentation model for check dam extraction (UNet-OBIA) based on object-based image analysis (OBIA) and the U-Net model. By constructing a multi-source remote sensing image dataset of check dams (RGB+DEM) that includes complex background information from four types of features: terraced fields , vegetation, bare land, and buildings, the optimal segmentation scale parameter is selected based on a scale parameter estimation method. The U-Net network performs an initial extraction of potential check dam areas. Subsequently, the object-based image analysis method is applied for multi-scale segmentation of the check dam boundaries, and the majority voting method is employed for feature fusion. Then the check dam areas are optimized by combining terrain parameters such as elevation. Finally, check dam body points are precisely located via hydrological analysis. We rigorously validated our method (UNet-OBIA) in three representative areas within the Malian River Basin on the Loess Plateau and comparative analyses against FCN, DeepLabv3+, PSPNet, and UNet++ models (all integrated with OBIA) were conducted to further validate the accuracy of our approach. The results showed that UNet-OBIA achieved significant performance metrics: Precision (92.47%), Recall (87.16%), OA (95.82%), F1 (89.73%), and mIoU (81.41%). Compared with the baseline U-Net model, these metrics were improved by 2.83, 1.27, 1.25, 2.01, and 3.82 percentage points, respectively, demonstrating the optimal overall performance of UNet-OBIA. Experimental results demonstrate that integrating DEM topographic data with remote sensing imagery to construct a four-band dataset, combined with OBIA post-processing methods, leads to significant improvements in both the completeness of check dam boundary extraction and the accuracy of dam shape recognition in complex backgrounds. Furthermore, the hydrological analysis achieved a check dam point recognition accuracy of 80.3% and a completeness rate of 86.9%, all of which indicate the significant robustness and generalization capability of our proposed approach for check dam extraction in complex Loess Plateau terrain. This accurate and efficient extraction method provides vital data and methodological framework for optimizing the spatial layout of check dam systems, enhancing soil erosion control efforts, and improving hydrological simulations on the Loess Plateau watersheds.

     

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