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基于无人机多源遥感特征的苹果树LAI反演及特征贡献分析

Apple tree LAI inversion and feature contribution using UAV multi-Source remote sensing

  • 摘要: 针对苹果树冠层异质性强、传统测量效率低及光谱“饱和效应”的难题,该研究构建了基于无人机多模态特征的叶面积指数(leaf area index,LAI)反演框架。以终花期、春梢生长期与果实膨大期为研究对象,获取多光谱影像与激光雷达点云数据,并提取光谱指数(15项)、纹理特征(40项)与冠层结构特征(27项),形成光谱–纹理–结构的融合特征集。研究选取7种机器学习模型,开展不同物候期LAI估测性能对比分析,并基于 SHAP 方法综合评估不同物候期特征的贡献度。结果表明:DNN在不同物候期均表现出较高的精度,在终花期、春梢生长期和果实膨大期验证集上的R2分别为0.86、0.87和0.89,整体优于其余模型;消融试验结果表明多模态融合能够增强LAI估测性能;综合SHAP分析结果可知,冠层结构特征(如CC、DM_6、AIH 90th等)在苹果树各生育期的LAI反演中均占据显著优势。该研究验证了基于多模态融合与深度学习的 LAI 反演策略的有效性,为智慧果园的精准监测与精细化管理提供了技术支撑与理论依据。

     

    Abstract: Leaf area index (LAI) is one of the key parameters to describe canopy development and growth status in apple orchards. In this study, a multimodal unmanned aerial vehicle (UAV) framework was developed for LAI estimation in the three phenological stages of apple trees, including the end-flowering, spring shoot growth, and fruit expansion. Multispectral imagery and light detection and ranging (LiDAR) point cloud data were synchronously acquired during ground measurements. A feature dataset was then fused with spectral, texture, and three-dimensional canopy structural information. Specifically, 15 spectral indices, 40 texture features, and 27 structural descriptors were extracted to characterize canopy reflectance, spatial heterogeneity, and geometric architecture, respectively. Seven regression models were evaluated, including Backpropagation neural network (BPNN), Deep neural network (DNN), Gaussian process regression (GPR), Random forest (RF), Ridge regression (RIDGE), and Support vector regression (SVR). Model performance was assessed at each phenological stage after repeated random validation. The coefficient of determination, root mean square error, and mean absolute error were used as evaluation metrics. In addition, ablation experiments were conducted to quantify the individual and combined contributions of spectral, textural, and structural information. Shapley additive explanations were used to interpret feature importance at the growth stages. The results showed that the deep neural network achieved the best overall performance and the most stable accuracy among all models. The coefficient of determination reached 0.86, 0.87, and 0.89, respectively, at the end-flowering, spring shoot growth, and fruit expansion stage after validation. Deep Neural Network was highly effective for LAI estimation under different canopy conditions and phenological stages. Furthermore, the better performance was achieved in the lower fluctuations and higher robustness to the stage-dependent canopy. Ablation analysis further demonstrated that canopy structural information was the dominant source for LAI estimation in apple trees. When used alone, structural features consistently outperformed or matched the spectral and textural feature groups. Especially, there was a strong sensitivity of canopy geometry to leaf area changes during rapid vegetative development at the new shoot growth stage, with the coefficient of determination of 0.79. Meanwhile, the structural and textural information was fused for the best dual-source performance at the new shoot growth stage. The coefficient of determination increased to 0.84, whereas the root mean square error was reduced to 0.16. A similar pattern was observed during the fruit expansion stage. Specifically, the combination of structural and textural information also produced the strongest two-source performance, with a coefficient of determination of 0.85 and a root mean square error of 0.13. Once spectral, textural, and structural information were fully integrated, the estimation accuracy further improved, with the coefficients of determination of 0.86, 0.87, and 0.89 at the three stages, respectively, while the root mean square errors were 0.14, 0.14, and 0.12, respectively. The interpretation analysis also confirmed the dominant role of canopy structural information in all growth stages. Structural descriptors with canopy density and height distribution contributed most to prediction, whereas spectral and texture information served as complementary inputs to enhance model discrimination under complex canopy conditions. Overall, multimodal feature fusion with deep learning can also provide accurate and interpretable LAI estimation for apple orchards at phenological stages. The findings can offer strong support to accurately monitor the orchard canopy.

     

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