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3D-MaizeNet:面向田间玉米高通量表型提取的点云实例分割模型

A high-throughput phenotypic parameter extraction method for maize plants based on point cloud instance segmentation

  • 摘要: 玉米作为全球重要粮食作物,其表型参数的高通量精准获取对智能育种至关重要。当前基于三维点云的玉米表型测定方法面临群体植株形态复杂、冠层黏连与相互遮挡导致的单株分割难题,制约了表型数据的高效获取。针对这一问题,该研究提出了一种融合激光雷达数据与深度学习的改进点云实例分割模型——3D-MaizeNet。首先,针对传统算法破坏植株完整性的问题,结合田间种植特点提出基于作物行检测的自适应区块切分方法,构建田间玉米植株的高质量点云数据集。其次,改进轻量化3D-BoNet架构,设计局部空间编码与注意力聚合降采样子模块,增强网络对复杂冠层结构的学习能力,减少空间特征丢失。最后,以精准的单株分割结果为基础,实现了对株高、茎高这两个与产量和抗性紧密相关的关键表型参数的高通量测定。试验表明,3D-MaizeNet的实例分割平均精度(AP)达到95.9%,在保持高计算效率的同时显著优于基线模型。基于该分割结果,株高和茎高的测定精度分别达到 R2=0.91 和 R2=0.89。该方法有效改善了复杂冠层下的单株自动分割性能,为关键表型参数的自动化、规模化提取提供了可靠的模型支撑。本研究构建的高通量精准表型测定技术,为玉米基因组学研究与分子育种提供了关键技术支撑。

     

    Abstract: As a cornerstone of global food security, maize (Zea mays L.) demands the development of advanced breeding strategies to enhance yield, stress resistance, and adaptability. High-throughput, non-destructive, and accurate acquisition of plant phenotypic parameters is therefore crucial for accelerating the intelligent breeding process. While three-dimensional (3D) point clouds acquired by LiDAR provide unprecedented detail of plant architecture compared to 2D imaging, their widespread application in real-world field conditions faces a significant bottleneck. The primary challenge lies in the accurate instance segmentation of individual plants within dense populations. Complex plant morphologies, extensive canopy adhesion—where leaves of adjacent plants are tightly interwoven—and mutual occlusion among plants create a convoluted spatial arrangement that traditional clustering or geometry-based algorithms fail to resolve. This frequently leads to fragmented or incorrectly merged plant instances, severely constraining the efficiency and reliability of subsequent phenotypic data extraction.To address these critical limitations, this study proposes a novel instance segmentation framework, 3D-MaizeNet. This framework integrates LiDAR data with deep learning to accurately extract individual maize plants and achieve high-throughput measurement of key agronomic traits, such as plant height and stem height. The proposed methodology comprises three innovative stages. First, to preserve the structural integrity of individual plants, which is often compromised by simplistic preprocessing methods, we introduce an adaptive block segmentation technique based on crop row detection. This method leverages the inherent row-planting pattern of agricultural fields to intelligently partition the large-scale point cloud into meaningful, plant-centric blocks. This approach effectively minimizes interference from overlapping canopies in adjacent rows, facilitating the construction of a high-quality, field-derived point cloud dataset that is critical for robust model training. Second, to enhance the network's ability to learn fine-grained geometric details from complex canopy structures (e.g., leaf angles and stem orientations), we design a local spatial encoding module. Concurrently, we integrate an attention-based aggregation down-sampling module to mitigate the loss of key spatial features during feature extraction, selectively preserving salient information that is vital for distinguishing between closely packed plants.Finally, leveraging the high-fidelity instance segmentation results, we established an automated pipeline for the high-throughput quantification of plant height and stem height—two pivotal phenotypic parameters closely related to yield potential and lodging resistance. Experimental results from field-scanned data rigorously validated the efficacy of our proposed framework. 3D-MaizeNet achieved a mean Average Precision (mAP) of 95.9% and an overall accuracy of 96.4% in instance segmentation, demonstrating its superior performance in both identifying and delineating individual plants. Furthermore, the agronomic validity of the extracted traits was confirmed through strong correlations with manual ground-truth measurements, with coefficients of determination (R2) of 0.91 and 0.89 for plant height and stem height, respectively. The high-throughput and precise phenotyping platform developed in this study provides critical technical support for advancing maize genomics research, facilitating Genome-Wide Association Studies (GWAS), and ultimately accelerating the pace of molecular breeding for next-generation crop improvement.

     

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