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基于可见-近红外光谱的新梅轻度碰伤光谱演化特征

Spectral evolution characteristics of mild bruising in xinjiang prunes based on visible and near-infrared spectroscopy

  • 摘要: 为解决新梅果实在采后分选与运输过程中轻度碰伤难以及时识别、内在碰伤随时间累积进而影响品质的问题,该研究基于反射式可见-近红外光谱建立新梅轻度碰伤识别与时间演化表征方法。首先,利用自制碰撞装置制备轻度碰伤样本,并对比反射模式与透射模式两种采集方式,确定反射式可见-近红外光谱(visible and near-infrared spectroscopy,Vis-NIR)为光谱获取手段;在标准白板反射率控制原则与控制变量法基础上,优化积分时间、光源与样本距离、光谱平滑度及采集姿态等参数,以保证光谱重复性。其次,采集碰伤后1、6、24、48 h 4个时段的反射光谱,并设置完好果实为对照;采用平均光谱曲线分析,结合主成分分析(principal component analysis,PCA)与统一流形近似与投影(uniform manifold approximation and projection,UMAP)进行降维可视化,刻画不同时间点的光谱差异;进一步构建支持向量机(support vector machine,SVM)、随机森林(random forest,RF)与极端梯度提升(extreme gradient boosting,XGBoost)分类模型,对比识别性能与泛化能力。结果表明,轻度碰伤样本在700~950 nm波段反射率随时间变化显著,且24 h时与对照组差异最为突出;在多元散射校正(multiplicative scatter correction,MSC)、去趋势(detrending,DT)与连续小波变换(continuous wavelet transform,CWT)预处理条件下,SVM模型分类准确率均超过92.00%,其中连续小波变换-无信息变量消除-支持向量机(CWT-UVE-SVM)在24 h节点的识别准确率为96.67%。基于轻度碰伤样本训练的模型在迁移验证中对中、重度碰伤仍保持良好泛化性能,对重度碰伤识别准确率达99.17%;引入时间标签后模型准确率由94.17%提升至97.78%。综上,该研究揭示了轻度碰伤新梅的光谱时间响应规律,可为采后动态识别与分选策略优化提供方法参考与数据支撑。

     

    Abstract: To address the difficulty of timely identifying mild bruising in Xinjiang prunes during postharvest sorting and transportation, where internal damage accumulates over time and deteriorates quality, this study developed a Xinjiang prunes mild-bruising recognition and temporal-evolution characterization approach based on reflectance visible and near-infrared spectroscopy (Vis-NIR). First, mildly bruised samples were prepared using a self-designed collision device, and reflectance and transmittance acquisition modes were compared. Reflectance Vis-NIR was selected as the spectral acquisition method. Following a standard white-reference peak control principle and a one-factor-at-a-time strategy, key parameters including integration time, source–sample distance, spectral smoothing, and measurement posture were optimized to ensure spectral repeatability. Next, reflectance spectra were collected at 1, 6, 24, and 48 h after bruising, with intact fruits set as controls. Mean spectral analysis was performed, and dimensionality-reduction visualization using principal component analysis (PCA) and uniform manifold approximation and projection (UMAP) was conducted to characterize spectral differences across time points. Support vector machine (SVM), random forest (RF), and extreme gradient boosting (XGBoost) classifiers were then developed and compared in terms of recognition performance and generalization ability. The results showed that the reflectance of mildly bruised samples changed significantly over time in the 700~950 nm region, with the most pronounced difference from the control at 24 h. Under multiplicative scatter correction (MSC), detrending (DT), and continuous wavelet transform (CWT) preprocessing, the SVM achieved classification accuracies above 92.00%, and the CWT–uninformative variable elimination–SVM (CWT-UVE-SVM) model reached an accuracy of 96.67% at 24 h. A model trained on mildly bruised samples maintained good generalization in transfer validation on moderately and severely bruised samples, achieving 99.17% accuracy for severe bruising. In addition, incorporating a time label increased the model accuracy from 94.17% to 97.78%. Overall, this study reveals the temporal spectral response pattern of mild bruising in Xinjiang prunes, providing methodological references and data support for postharvest dynamic detection and sorting-strategy optimization.

     

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