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多生育期叶片氮含量驱动的冬小麦籽粒蛋白高光谱反演

Hyperspectral inversion of winter wheat grain protein driven by multi-growth-stage leaf nitrogen content

  • 摘要: 针对冬小麦高光谱数据冗余及单一生育期信息难以充分表征籽粒蛋白质积累过程的问题,本研究构建基于特征波段筛选的叶片氮含量(leaf nitrogen content,LNC)反演方法,并利用多时期LNC开展籽粒蛋白质含量(grain protein content,GPC)预测。于拔节期、开花期和灌浆期采集冠层高光谱,经一阶、二阶微分变换后,结合Pearson相关分析与Boruta算法筛选特征波段,采用高斯过程回归(gaussian process regression,GPR)、随机森林回归和支持向量回归建立各时期LNC模型;同时构建直接光谱-GPC模型与基于多时期LNC的间接GPC预测模型。结果表明,一阶微分光谱与LNC相关性优于原始光谱,三时期最大相关系数绝对值分别为0.74、0.79、0.88;Boruta筛选后,各时期LNC最优验证集R2为0.67、0.80、0.77,RMSE为0.38%、0.38%、0.36%。GPC直接预测中,开花期GPR精度最高(验证R2=0.87,RMSE=0.56%);间接预测中,融合三时期LNC的模型效果最佳(验证R2=0.75,RMSE=0.62%)。研究表明,多生育期叶片氮含量能够融合冬小麦不同生育阶段的氮素状态信息,为叶片氮含量驱动的籽粒蛋白高光谱反演提供有效方法,并为冬小麦氮素营养监测与品质预测提供技术支撑。

     

    Abstract: Accurate monitoring of crop nitrogen status and pre-harvest prediction of grain quality are important for precision nitrogen management and quality-oriented wheat production. However, canopy hyperspectral data contain numerous highly correlated bands, and the resulting information redundancy may reduce modeling efficiency and weaken effective spectral responses to crop nitrogen status. In addition, grain protein formation is a continuous physiological process involving nitrogen accumulation, remobilization, and translocation across multiple growth stages, making information from a single growth stage insufficient to fully characterize the dynamics associated with grain protein accumulation. To address these issues, a leaf nitrogen content (LNC) inversion method based on spectral transformation and characteristic-band selection was developed, and multi-growth-stage LNC information was further used to predict grain protein content (GPC). Canopy hyperspectral reflectance data were collected at the jointing, flowering, and grain-filling stages of winter wheat. The original spectra were transformed using first- and second-derivative processing, and characteristic bands were selected using Pearson correlation analysis and the Boruta algorithm. Gaussian process regression (GPR), random forest regression (RFR), and support vector regression (SVR) were then used to establish stage-specific LNC inversion models. In parallel, two GPC prediction pathways were constructed: a direct pathway based on canopy spectral features and an indirect pathway using LNC derived from hyperspectral data as an intermediate physiological variable. For the indirect pathway, LNC information from individual growth stages and combinations of multiple growth stages was evaluated to investigate the contribution of integrated nitrogen status to GPC prediction. The results showed that first-derivative reflectance was more strongly correlated with LNC than the original spectra, with maximum absolute Pearson correlation coefficients of 0.74, 0.79, and 0.88 at the jointing, flowering, and grain-filling stages, respectively. Characteristic-band selection further improved LNC estimation compared with full-band input. After Boruta screening, the best validation coefficients of determination (R2) for LNC estimation at the three growth stages were 0.67, 0.80, and 0.77, respectively, with corresponding root mean square errors (RMSEs) of 0.38%, 0.38%, and 0.36%. These results indicated that first-derivative transformation combined with Boruta-based feature selection reduced spectral redundancy while retaining bands closely associated with variations in LNC. For direct GPC prediction, model performance varied among growth stages, and the flowering-stage GPR model achieved the highest accuracy, with a validation R2 of 0.87 and an RMSE of 0.56%, indicating that canopy spectral information at flowering was closely associated with subsequent grain protein formation. For indirect GPC prediction, the model integrating LNC information from the jointing, flowering, and grain-filling stages performed better than models based on LNC from a single growth stage, achieving a validation R2 of 0.75 and an RMSE of 0.62%. The improvement obtained by integrating LNC from multiple growth stages indicates that nitrogen status at different developmental phases provides complementary information related to grain protein formation. LNC at the jointing stage reflects nitrogen accumulation during vegetative growth, flowering-stage LNC represents nitrogen status around the transition from vegetative to reproductive development, and grain-filling-stage LNC is associated with nitrogen remobilization and translocation to developing grains. Integrating these growth-stage-specific nitrogen signals therefore provides a physiological linkage between canopy hyperspectral responses and the temporal processes underlying GPC formation. The resulting “canopy hyperspectral reflectance–multi-growth-stage LNC–GPC” pathway establishes a hyperspectral inversion framework for winter wheat grain protein driven by leaf nitrogen content and provides a methodological basis for jointly monitoring crop nitrogen nutrition and predicting grain quality before harvest.

     

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