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基于三维辐射传输模型的小麦叶面积指数无人机遥感估算

UAV Remote Sensing Estimation of Wheat Leaf Area Index Using a 3D RTM Model

  • 摘要: 叶面积指数(leaf area index,LAI)是表征作物冠层结构特征的关键参数,其精准估算对于育种小区尺度的高通量表型监测至关重要。然而,现有的传统反演方法未充分考虑作物的三维结构信息,难以在育种小区尺度上同时兼顾精度与稳定性。为此该研究提出一种融合三维辐射传输模型与无人机多光谱遥感的冬小麦LAI模型驱动反演方法。基于数字化植物表型平台(Digital Plant Phenotyping Platform,D3P),构建10,000组不同冠层结构条件下的小麦冠层反射率三维辐射传输模拟数据,建立以物理机理约束为核心的LAI反演框架,并与数据驱动的经验模型进行对比分析。依托多站点、多生育期和多品种的育种试验网络,在南京白马和陕西杨凌两个典型试验站点开展了全生育期无人机多光谱观测与同步LAI实测,获取了2,500余组验证样本用于模型评估。结果表明,基于三维辐射传输模型反演方法的估算精度R2 = 0.80,RMSE = 0.98,优于经验模型(R2 = 0.78,RMSE = 1.04)。所提方法在不同站点、生育期及品种条件下均表现出稳定的估算精度和良好的泛化能力,通过引入三维冠层结构与辐射传输物理约束,无需地面训练样本,实现了育种小区尺度冬小麦LAI的高精度、高通量反演,为多品种并行表型监测和精准育种决策提供了可靠的技术支撑。

     

    Abstract: Leaf area index (LAI) is an important biophysical parameter for characterizing crop canopy structure and growth status, and its accurate estimation is essential for high-throughput phenotyping and precision breeding at the breeding plot scale. With the rapid development of unmanned aerial vehicle (UAV) remote sensing technology, UAV multispectral imagery has become an efficient tool for monitoring crop growth. However, most existing LAI inversion methods mainly rely on empirical statistical relationships or one-dimensional radiative transfer models, which often overlook the complex three-dimensional canopy structure of row-planted crops. Consequently, the estimation accuracy and stability of these methods are often affected by canopy heterogeneity, growth stages, and varietal differences, particularly under breeding conditions with complex canopy architectures.To address these limitations, this study developed a winter wheat LAI inversion method based on a three-dimensional radiative transfer model (3D RTM) and UAV multispectral observations. Based on the Digital Plant Phenotyping Platform (D3P), a three-dimensional wheat canopy simulation system was constructed to represent canopy structural variability under different growth conditions. Using the 3D RTM, 10,000 groups of simulated canopy reflectance datasets were generated and used to establish a physically constrained inversion dataset. Compared with traditional empirical approaches, the method explicitly incorporated canopy structural information and radiative transfer constraints, thereby improving the robustness and transferability of LAI inversion under varying observation conditions.To evaluate the performance of the method, multi-temporal UAV multispectral observations and synchronous field LAI measurements were collected throughout the entire growing season at two representative experimental sites, including Baima in Nanjing and Yangling in Shaanxi Province. The datasets covered multiple wheat varieties and different growth stages from jointing to grain filling, resulting in more than 2,500 validation samples for model evaluation. UAV multispectral imagery was processed to obtain canopy reflectance information at the breeding plot scale, and the inversion performance of the method based on the 3D RTM was compared with that of a conventional data-driven empirical model.The results showed that the method based on the 3D RTM achieved stable and accurate LAI estimation under different experimental conditions. The overall inversion accuracy reached an R2 of 0.80 with an RMSE of 0.98, outperforming the empirical model (R2 = 0.78 and RMSE = 1.04). In addition to improved estimation accuracy, the method also exhibited better temporal consistency and stronger robustness across different sites, growth stages, and wheat varieties. Incorporating three-dimensional canopy structural information effectively reduced the instability caused by canopy heterogeneity and improved the generalization capability of the inversion model.Overall, the proposed approach enables accurate and high-throughput estimation of winter wheat LAI at the breeding plot scale without relying on large quantities of ground training samples. The study demonstrates the potential of integrating 3D RTM with UAV multispectral remote sensing for crop phenotyping applications and provides reliable technical support for precision breeding and large-scale agricultural monitoring.

     

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