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植物新品种侵权中“合法来源抗辩”适用分析

Analysis on the Application of “Lawful Source Defense” in the Infringement of New Plant Varieties

  • 摘要: 虽然植物新品种有关立法中未规定合法来源抗辩制度,但基于该制度在植物新品种侵权纠纷中早已普遍应用、植物新品种权也是知识产权的一种、该制度是知识产权侵权的基本抗辩制度、民法允许类推适用等,合法来源抗辩在植物新品种侵权中适用具有正当性。构建完善的植物新品种侵权合法来源抗辩制度,应从已有相关立法规定、司法实践观点、域外立法等三方面吸取有益经验,要件应包括主观上不知道和客观上能举证证明有合法来源,能否成立应依据是否能证明有证据证明实际购买、提供繁殖材料者是否有种子经营许可证、对价是否过低综合判定。合法来源抗辩成立的,不用赔偿,但仍要支付维权必要费用;合法来源抗辩不成立的,在情节严重情况下,才适用惩罚性赔偿。为销售者提供繁殖材料者建议作为第三人参加诉讼,且应在提供繁殖材料前履行告知应获得授权才可销售的义务,但不对是否实际获得授权履行审核义务。

     

    Abstract: Although there was no legal source defense system in the legislation of new plant varieties, it had been widely used in the disputes of infringement of new plant varieties. The right of new plant varieties was also a kind of intellectual property rights. This system was the basic defense of intellectual property rights infringement. The system and civil law allowed analogous application, and the application of the defense of legal source in the infringement of new plant varieties was justified. To construct a complete defense system for the legal source of infringement of new plant varieties, it was necessary to learn useful experience from three aspects: existing relevant legislative provisions, judicial practice viewpoints, and foreign legislation. The requirements should include subjective ignorance and objective evidence to prove that there was a legal source. Whether it could be established or not should be based on whether it could be proved that there was evidence to prove the actual purchase, whether the propagating material had a seed business license, and whether the comprehensive consideration was too low. If the lawful source defense was established, no compensation was required, but the necessary expenses for rights protection must still be paid. If it was not established, punitive damages would only be applied under serious circumstances. Those who provided propagating materials to sellers were advised to participate in the litigation as a third party, and should perform the obligation to inform that they should be authorized for sale before providing propagating materials, but they did not perform the obligation to review whether they were actually authorized.

     

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